Department/Unit:
Compliance Office
Work Shift:
Day (United States of America)
Salary Range:
$84,783.00 - $131,414.00
The Senior Internal Auditor will work closely with management to better understand and respond to Compliance concerns affecting areas of responsibility, identify potential areas of compliance vulnerability and risk as it relates to the System's mission, and provide an independent and objective review of evidence that either supports or refutes the System's claim of compliance as it related to these areas. The Senior Internal Auditor will also provide guidance on how to prevent the re-occurrence of non-compliance or reduce the risk to the System's operations. The successful candidate will accomplish this by performing individual internal audit projects, as part of the overall Corporate Compliance and Audit plan. This responsibility includes developing internal audit scope, performing internal audit procedures, and preparing internal audit reports reflecting the results of the work performed to be communicated to management. Work performed will include coverage of functional and operating units and focusing on financial, IT and operational processes.
Essential Duties and Responsibilities Create, revise and document Corporate Compliance and Audit policies and procedures
Apply understanding of internal control practices to plan, perform, manage, and report on various business practices and processes
The Senior Internal Auditor will also perform follow-up on the status of outstanding internal audit issues, as needed
Additionally, the Senior Internal Auditor will assist Corporate Compliance and Audit management with department administration, development of the annual Corporate Compliance and Audit plan, championing internal control and corporate governance concepts throughout the business, and preparation of reports
The Senior Internal Auditor may also direct and review the work performed by other Internal Audit personnel, including resources from co-sourcing firms, as needed
Assist with implementing and maintaining audit tools to improve audit tracking and efficiencies
Develop audit plans, including assigning controls and areas of potential risk based upon risk assessments
Plan and perform scheduled audits and follow-up in accordance with established schedule and standards
Arrive at independent evaluations of facts and logical conclusions based upon gathered evidence
Document all information pertaining to audit results including risks, findings, observations and provide recommendations for strengthening internal controls and process improvement
Follow up with management on remedial action for any identified areas of risk or deficiency
Assist in preparing audit and executive summary reports
Demonstrate high standards of conduct and ethics as well as ability to use appropriate judgement and discretion
Enhance the culture of compliance and assist in minimizing related enterprise risk to the System's mission
Represent Albany Med Health System in a professional manner at all times and in all interactions
Perform all other duties as assigned
Qualifications Bachelor's Degree in accounting or finance - required
4-6 years in performing internal audit activities within private industry, an internal audit department or public accounting firm environment - required
Ability to stay current with industry practices and effectively share knowledge with team members
Ability to work independently, use varying resources to conduct research over subject matter topics, identify opportunities for improvement and provide solutions, and coordinate multiple projects simultaneously
Ability to communicate effectively across various cross-functional departments
Understanding of internal audit standards, COSO framework, risk assessment practices, and technical aspects of accounting and financial reporting
Understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various…