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You will join the Central Compliance team of Alter Domus as Compliance Senior Manager, reporting to the Head of Central Compliance. You will contribute to the delivery and development of transversal compliance activities across the Alter Domus Group, supporting Local Compliance Officers in discharging their compliance responsibilities across transversal compliance topics.
In addition to your Group role, you will serve as key person ('Named Role') for Alter Domus (Guernsey) Limited, acting as Compliance Officer ('CO'), Money Laundering Compliance Officer ('MLCO') and Money Laundering Reporting Officer ('MLRO').
You will have a dual reporting line to the Management Body of ADG and to the Head of Central Compliance. You will also have direct access to the Board of ADG.
You will be supported in discharging both your Group and local responsibilities by the broader Alter Domus Group Compliance function, including the Compliance, Financial Crime and Regulatory Affairs teams.
RESPONSIBILITIES
As Senior Manager in the Central Compliance team:
Y ou will coordinate the work of Compliance Officers and Senior Compliance Officers supporting your assigned regulatory topics, providing guidance, reviewing outputs and ensuring quality and consistency of delivery. Your responsibilities will include:
You will monitor and assess regulatory changes for assigned regulatory topics, contribute to the preparation of regulatory watch reports, identify emerging compliance risks and engage with business stakeholders to assess regulatory impacts and provide strategic guidance.
You will support the execution of compliance risk assessments, monitoring plans and thematic reviews across jurisdictions; contribute to the Group assurance map, control attestation process, KRIs/KPIs and internal reporting on Central Compliance activities.
You will provide regulatory interpretation to business lines and operational teams, and partner with stakeholders across new products, services, IT developments and operating model changes to embed compliance requirements by design before go-live.
You will provide centralized support and training to Local Compliance Officers in executing compliance tasks, develop and apply standardized methodologies, policies and training plans, support client complaints handling, foster cross-functional collaboration with Risk and Internal Audit, and contribute to compliance-related projects including new technologies and automation.
As Compliance Officer, MLRO & MLCO for Alter Domus (Guernsey) Limited
Supported by the wider Alter Domus Group Compliance, Financial Crime and Regulatory Affairs teams:
You will be accountable for ensuring that Alter Domus (Guernsey) Limited is fully compliant with all relevant rules and regulations in Guernsey.
You will ensure regular and comprehensive compliance risk assessments and monitoring programs are implemented and completed in a timely fashion, identifying risks and control weaknesses, ensuring oversight of remediation and that all monitoring meets regulatory requirements.
You will be accountable for the design and effectiveness of ADG's financial crime compliance framework, including the firm-wide financial crime risk assessment and ensuring…