Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers.
Pearl Insurance is seeking a Compliance Manager to oversee Pearl’s corporate compliance program, including insurance licensing, regulatory reporting, surplus lines tax filings, carrier and association compliance requirements, contract administration, and corporate governance. You’ll help ensure compliance with federal and state insurance regulations while supporting risk management initiatives, audits, and reporting obligations. As a key liaison with regulatory agencies, insurance carriers, association partners, and legal counsel, and as the leader of the Corporate Compliance team, this is a great opportunity to have broad visibility and influence across the organization.
How You Will Contribute:
Provide leadership, coaching, performance management and professional development to team members.
Oversee all corporate compliance activities, including insurance licensing, regulatory filings, corporate registrations, surplus lines reporting, tax submissions, carrier appointments and related compliance obligations.
Manage the collection, preparation and submission of regulatory, carrier, association and corporate compliance documentation, ensuring timely and accurate reporting.
Administer contract management processes, including agreement intake, legal review coordination, workflow approvals, execution, tracking and record retention.
Develop, implement, and maintain compliance policies, procedures, controls, and best practices to support regulatory compliance, risk management, and operational effectiveness.
Lead compliance monitoring activities, including audits, risk assessments, corrective action plans and responses to regulatory inquiries, complaints, errors and omission matters, and other compliance-related issues.
Support organizational privacy, security, governance initiatives through participation in security reviews, incident response, vendor assessments, privacy reporting, compliance training and related compliance activities.
Manage compliance reporting functions and provide support for carrier, regulatory, and corporate audits, including the preparation of required documentation and reporting.
Serve as a liaison with regulatory agencies, insurance carriers, association partners, legal counsel and internal business leaders to ensure compliance requirements are effectively integrated into business operations.
Licenses & Certifications:
Associate in Regulation and Compliance (ARC) preferred; Associate in Surplus Lines Insurance (ASLI), Securities and Insurance Licensing Association (SILA-F), Chartered Property Casualty Underwriter (CPCU), and Life & Health and/or Property & Casualty insurance licenses strongly preferred.
Skills & Experience to be Successful:
Bachelor’s degree in business administration, Risk Management, Insurance, or related field; or equivalent combination of education and experience.
Minimum of five (5) years of progressive insurance compliance, regulatory, licensing, legal operations, or related experience.
Minimum of three (3) years of leadership or supervisory experience.
Pay Range
$80,000 - $94,000 Annual
The pay range provided above is made in good faith and based on our lowest and highest annual salary or hourly rate paid for the role and takes into account years of experience required, geography, and/or budget for the role.
Teammate Benefits & Total Well-Being
We go beyond standard benefits, focusing on the total well-being of our teammates, including:
Health Benefits : Medical/Rx, Dental, Vision, Life Insurance, Disability Insurance
Financial Benefits : ESPP; 401k; Student Loan Assistance; Tuition Reimbursement
Mental Health & Wellness : Free Mental Health & Enhanced Advocacy Services
Beyond Benefits : Paid Time Off, Holidays, Preferred Partner Discounts and more.
Not reflective of all benefits. Enrollment waiting periods or eligibility criteria may apply to…