Join a team that values your ambition and empowers your growth
At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. We focus on exceeding expectations, simplifying lives, and establishing legacies that last for generations. We are always looking for talented and motivated individuals to join our team. If you want to work for a company that values your contributions and supports your growth, we would like to meet you.
About Us : At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. We focus on exceeding expectations, simplifying lives, and establishing legacies that last for generations.
We are always looking for talented and motivated individuals to join our team. If you want to work for a company that values your contributions and supports your growth, we would like to meet you.
About the Role: This role will help support and strengthen Corient’s operational risk and controls framework as the firm continues to grow. The Risk Analyst will be hands-on with control testing, monitoring, identifying potential risks, and supporting remediation efforts, with a particular focus on IT controls and operational processes. It’s a great opportunity to work cross-functionally with teams like Compliance, Finance, Operations, and IT while helping improve and build out processes as the business scales.
Location : New York, NY or Miami, FL or Dallas, TX
Key Responsibilities & Skills
Building, enhancing, and operating the firm’s Operational Risk and Control environment for Wealth Management, including control design and implementation; control monitoring and testing
Executing, supervising and/or QA of control performance for:
IT General Controls
Custodian User Access and Segregation of Duty Reviews
Conducting design and operating effectiveness control testing
Developing and maintaining business procedures, playbooks, and guidance that enable consistent execution of those standards.
Translating complex risks and control remediation plans into clear, actionable tasks
Partnering with Compliance, Finance, Operations and IT to support strategic priorities, risk mitigation and control execution
Support special projects and ad hoc analyses related to corporate strategy, acquisition integration and control establishment
Preparing reports, dashboards, and risk insights for senior leadership
Experience & Knowledge
Hands-on knowledge of Internal Controls over Financial Reporting / SOX 404, Risk and Control Self-Assessments (RCSA), SOC reporting, control design and operating effectiveness testing, and remediation
3-6 years of experience in the financial services industry preferred
Bachelor's degree required. Relevant audit certifications a plus
Knowledge of SalesForce, Addepar and Workday a plus
Experience in implementing MetricStream a plus
Experience in implementing AI for process automation a plus
This position description is intended to provide a general overview of the expectations and responsibilities of this position and may not include all tasks that may be assigned. As the nature of business demands change, so may the functions of this position. Additional duties and responsibilities may be assigned with or without notice.
Pay Information (New York, NY):
This position is exempt and is paid according to the laws of the State of New York. The pay range for this position is $90,000 - $112,000 USD per year. We are required to provide a reasonable estimate of the compensation range for this role. This range takes into account the wide range of factors that are considered in making compensation decisions including but not limited to experience, skills, knowledge, abilities, education, licensure…