About us
At Davy, it’s the unique talents of all our people that have been the foundations of our success for 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future.
At Davy, you are the difference.
Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.
Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.
About the role
An opportunity has arisen within the Davy Group Compliance Monitoring team for a Compliance Senior Associate with a particular focus on AML. This team monitors compliance with the relevant legal and regulatory requirements across all relevant jurisdictions as well as industry best practice.
We are looking for a talented Senior Associate to join our Compliance team and play a key role in protecting our business, clients and reputation from financial crime risk.
This is an opportunity for an experienced AML professional to work closely with senior stakeholders, support the development of our financial crime framework, and contribute to strategic initiatives that enhance our AML capabilities through technology, governance and risk management.
Working alongside senior compliance staff, you will be at the centre of the firm’s AML programme, helping to ensure that our controls remain effective, proportionate and aligned with evolving regulatory expectations. In addition, the role will allow you to contribute to other areas of compliance monitoring focused on the firm’s obligations arising from our wealth management and capital markets businesses.
In the role, the successful candidate will:
Support development of the Compliance Framework, including Policy & Procedures Review, as it applies to Davy’s business with a particular focus on financial crime;
Support the day-to-day operation of the financial crime function, including compliance monitoring.
Support technology-led financial crime initiatives, including the operation and enhancement of automated AML monitoring systems.
Contribute to the completion and ongoing development of the Business Wide Risk Assessment.
Help develop, review and enhance financial crime controls.
Monitor emerging regulatory developments and assess their impact on the business.
Provide practical guidance and constructive challenge to stakeholders across the organization.
Support engagement with regulatory authorities, including regulatory enquiries and information requests.
Deliver and support regular and ad hoc AML training and awareness initiatives.
Assist management with designated compliance projects and assignments and act as coordinator where required.
Monitorcompliance with the firm’s, Market Abuse Regulation, MiFID II, MiFIR, Financial Crime and CPC obligations.
Support the timely escalation and reporting of risk events, breaches, issues and emerging concerns.
Requirements
About you
We are looking for somebody who has the following background and skills:
5 years plus experience in a regulated financial services environment;
Degree or master’s in business, Finance, Economics or a related discipline;
A high level of initiative and enthusiasm, a problem-solving attitude;
Strong attention to detail;
A team player;
Ability to prioritise tasks and work to tight deadlines;
Interest in keeping abreast of developments in area of responsibility and regulation generally;
Proficient IT skills particularly MS Excel.
Experience in using MS CoPilot would be helpful
Experience in AML, financial crime,…