Moomoo Singapore is a holistic wealth-tech platform building an intelligent investing ecosystem across its digital platform, physical experience stores and investor education community. Through the moomoo app, it provides everyday investors and professional clients with access to global markets, diverse investment products, advanced trading tools and AI-powered insights.
Since launching in March 2021, Moomoo Singapore has evolved beyond an investing platform into a popular financial literacy resource and full-spectrum wealth platform, supporting investors from their first trade to managing sophisticated portfolios. It surpassed two million customers in Singapore in June 2026, with users spanning retail investors to private wealth and institutional clients.
Moomoo Financial Singapore Pte. Ltd. is a subsidiary of Nasdaq-listed Futu Holdings Limited (Nasdaq: FUTU). The firm is regulated by the Monetary Authority of Singapore and holds a Capital Markets Services Licence (CMS101000) and Major Payment Institution Licence (PS20200617). It also has exempt financial adviser status and is authorised to provide Digital Payment Token services. Moomoo Trustee (Singapore) Pte. Ltd. is a licensed trust company, while Moomoo Singapore is a DP Clearing Member, SGX-ST Trading Member, and SGX-DT Trading and Clearing Member of Singapore Exchange.
Compliance Specialist
We are seeking a motivated and detail-oriented individual to support the compliance review on corporate onboarding, transaction monitoring and marketing review. The role focuses on ensuring that all processes are comply with applicable regulations, internal policies, and risk frameworks. The successful candidate will work closely with Compliance, Partner Support, Operations, and Business teams to ensure a seamless collaboration.
Responsibilities
Corporate Account Review & Onboarding
Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for new high risk corporate clients across a wide range of corporate structures:
Private limited companies, partnerships, trusts, funds, VCCs, and overseas incorporated entities
External Asset Manager (EAM)-assisted and nominee structures
Evaluate ownership, business nature, source of wealth/funds, and regulatory risk exposures
Conduct name screening, negative news searches, and risk assessments
Validate account documents and operational setup for completeness and accuracy
Coordinate with stakeholders to resolve deficiencies and ensure timely account approval
Regulatory Compliance
Supporting the review of marketing materials.
Support updating and enhancement of onboarding policies, SOPs, and risk assessment frameworks
Monitor developments in relevant regulatory requirements (e.g., MAS AML/CFT, FATF, sanctions)
Support system and process enhancements from a compliance perspective.
Assist in regulatory remediation, audits, and internal control improvements
Transaction Monitoring
Review and investigate transaction monitoring alerts flagged for unusual or suspicious activity.
Conduct AML/CFT analysis on flagged transactions, including reviewing client profiles, transaction patterns, and source of funds/source of wealth.
Escalate cases with reasonable grounds for suspicion to the MLRO for STR (Suspicious Transaction Report) filing.
Document review findings and decisions (clear / escalate) with supporting rationale.
Ensure alerts are cleared within the required turnaround time / SLA.
Identify recurring patterns and recommend rule/threshold tuning to reduce false positives.
Maintain proper audit trail and records for regulatory and internal audit review.
Requirements
Diploma/Bachelor’s degree in Business, Banking & Finance, Law or related discipline
3–5 years’ relevant experience in corporate onboarding, AML/KYC, compliance, or corporate services
Good understanding of:
Simple/Complex corporate structures & fund vehicles (including VCC)
AML/CFT requirements and MAS regulations
AML risk, risk rating, source of funds/ wealth, related parties and…