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Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
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Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Overview
We are seeking a risk and control professional to support ongoing risk management, control testing, assessment activities, and regulatory compliance efforts. This role is responsible for assessing risk profiles, executing control and self-assurance activities, coordinating testing initiatives, supporting remediation efforts, and partnering with stakeholders to ensure controls are designed and operating effectively in accordance with bank policies, procedures, and regulatory requirements.
The ideal candidate will have experience in risk management, compliance, audit, or control functions within a highly regulated environment. Successful candidates will possess strong analytical, problem-solving, project management, and stakeholder management skills, along with a solid understanding of financial institution operations, regulatory requirements, risk frameworks, and control assessment methodologies.
Responsibilities:
Provide ongoing assessment of the risk profile through regular monitoring and status reporting of risk issues and initiatives.
Execute front line controls, self-assurance, and risk assessment activities (ad hoc controls review, risk control self-assessment (RCSA), and independent risk and audit activities as directed.
Partner with stakeholders, including process owners and control officers, to document controls, enhance control language, and develop/maintain test scripts that validate controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate risk to the firm.
Coordinate control testing activities, including logistical scheduling and document retrieval to support control testing in accordance with internal requirements.
Prepare written reports that summarize the objectives, scope, findings, and conclusions for each assigned review.
Provide project management support in tracking and coordinating the execution of policy and one-off or periodic projects/assignments.
Create synergies by identifying opportunities to repurpose control testing results to satisfy assessment requirements across the bank.
Conduct iterative review and challenge of assessment results, working with appropriate stakeholders across the lines of defense.
Promote non-financial risk requirements across the bank to ensure awareness and adherence.
Coordinate the timely completion and submission of Risk Policies and Risk Appetite Statements.
Contribute to and support the implementation of remediation plans as directed.
Contribute to risk analysis and risk mitigation recommendations.
Draft commentaries for governance forums such as committees to provide an overview of analysis of delegated non-financial risk activities and risk assessment results.
Qualifications:
Work Experience
Solid experience in a risk and control or audit function, and compliance required, preferably in a financial institution or other highly regulated environment.
Demonstrable experience with and knowledge of regulations applicable to the banking and finance industry required.
Experience with risk assessment/testing methodologies evaluating the adequacy and efficiency of internal controls, and identifying issues…