Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people’s success — today and tomorrow.
While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment — investing the time and resources to understand our clients’ immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships.
Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).
Texas Capital is headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano, San Antonio, Chicago, Los Angeles and New York. For more information about joining our team, please visit us at www.texascapital.com .
Position Summary
The Trading Operations Assistant Vice President (AVP) will serve as a key contributor within the middle-office function, with a primary focus on equities settlement and a broader working knowledge of trade lifecycle operations across multiple asset classes including Fixed Income, Municipal Bonds, Mortgage-Backed Securities (MBS), Treasuries, Corporate Loans, and Foreign Exchange (FX). This role supports Investment Banking trading activities by ensuring settlement accuracy, operational efficiency, and risk mitigation across the full trade lifecycle.
The AVP will work in close partnership with trading desks, sales, back office, and technology teams to resolve settlement exceptions, drive process improvements, and maintain a high standard of client service. This is an excellent opportunity for a detail-oriented, analytically driven professional looking to expand their impact within a growing investment banking platform.
Key Responsibilities
Equities Settlement & Trade Lifecycle
Account Trading Setup and Maintenance
Primary Settlement Focus Manage end-to-end equities settlement processes including, Trade booking, trade confirmation, matching, fail management, and resolution with clients and custodians.
Fail Management Monitor and remediate equity settlement failures using DTC, NSCC, and other clearing platforms; escalate aged fails with appropriate urgency.
Trade Confirmation Ensure timely affirmation and confirmation of equity trades with brokers, prime brokers, and institutional counterparties.
Reconciliation Perform daily reconciliation of equity positions, cash, and market values across internal books and records versus custodian and counterparty statements.
Corporate Actions Process and track corporate action events including dividends, splits, mergers, and spin-offs; ensure accurate reflection in trading systems.
Broad Trading Operations Support
Multi-Asset Coverage Provide operational support across Fixed Income, MBS, Treasuries, Municipal Securities, FX, and Corporate Loan settlement workflows as needed.
Middle Office Control Point Serve as a control point between the Front Office and Back Office for trade lifecycle management, ensuring accuracy and completeness of trade data.
Margin & Collateral Assist in the review and reconciliation of margin calls and collateral movements in coordination with counterparties and risk teams.
Discrepancy Resolution Coordinate with trading desks, sales, and operations to investigate and resolve trade discrepancies and booking errors promptly.
Regulatory Compliance Support adherence to regulatory requirements and internal controls in accordance with SEC and FINRA guidelines; follow Texas Capital Bank policies and…