The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.
Founded in London in 1866, the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.
Role Overview
Compliance Advisory plays a critical role in supporting and constructively challenging the business to achieve the highest standards of regulatory compliance, market integrity and conduct. The function is structured across regional advisory teams and complemented by three Global Heads of Product
Advisory responsible for:
• Securities & Venues
• Derivatives (Rates, FX, Money Markets and Government Bonds)
• Exchange Traded Derivatives (ETD) & Commodities
This role is to support the Global Head of ETD Advisory, with responsibility for providing specialist advisory coverage across Exchange Traded Derivatives and physical commodities markets globally. The team provides strategic regulatory oversight and subject matter expertise across Exchange Traded Derivatives and physical commodities related activities, supporting both TP ICAP's Global Broking and Energy & Commodities divisions.
Operating with a strong global coordination mandate, the team ensures the consistent application of regulatory standards, conduct expectations and risk management practices across all jurisdictions in which TP ICAP operates.
The team works in close partnership with regional Compliance Advisory teams, Legal, Risk and business leadership, providing specialist input to support strategic initiatives, regulatory change, investigations, training programmes and governance activities.
The successful candidate will play a key role in shaping the firm's regulatory strategy, supporting the continued evolution of global Exchange Traded Derivatives and Energy & Commodities businesses, and strengthening the firm's culture of compliance worldwide.
Role Responsibilities
· Be part of ETD Compliance Advisory team driving high standards of delivery, and providing expert product advisory support across the global businesses.
· Engage closely with Business Heads to provide regulatory guidance and challenge on business strategy and growth initiatives from a regulatory and conduct perspective.
· Act as a trusted adviser to Front Office leadership, delivering clear, risk-based, and commercially
practical regulatory advice.
· Help to design and deliver global thematic training programmes to enhance regulatory awareness and promote a strong compliance culture.
· Provide compliance guidance and advice on change initiatives, including new product approvals, new broking models, expansion into new jurisdictions, execution workflows, and market structure developments, ensuring alignment with applicable regulatory and exchange requirements.
· Work on global strategic initiatives, including potential acquisitions, and provide Compliance input into due diligence and implementation planning.
· Represent Compliance at senior business and governance forums, influencing decision-making and ensuring appropriate risk management.
· Partner with regional Compliance and Regulatory teams to assess and coordinate the global impact of upcoming exchange and/or regulatory developments.
· Act as the escalation point for complex, sensitive, or…